The Commodity Futures Trading Commission (CFTC) recently amended its Part 4 Regulations to require Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs) to electronically file with NFA all notices of exclusion or exemption from Part 4 requirements. The regulations also require that the notices be filed through NFA’s electronic exemption system by a person duly authorized to bind the CPO or CTA. The amendments eliminate the requirement that these notices include a manual signature. The amendments are effective February 15, 2007 and apply to all notices of exemption or exclusion required by Regulations 4.5, 4.7, 4.12(b), 4.13 and 4.14(a)(8).
Investment Law Group Announces Addition of Bill Winter to Firm’s Corporate Practice Group
ILG is pleased to announce the addition of Bill Winter to expand the firm’s growing Corporate Practice Group.
Equity Strategies Lead Q2 2020 Hedge Fund Rebound
Equity Strategies Lead Q2 2020 Rebound in Hedge Fund Performance Hedge fund performance rebounded in Q2 2020 following the market storm brought on by the coronavirus pandemic. A strong April…
Investment Law Group Ranked #4 Global Law Firm for 2019 Hedge Fund Launches Serviced
Globally Ranked Again for Hedge Fund Launches Investment Law Group is pleased to be ranked in the December 2019 Preqin Special Report: Service Providers in Alternative Assets beside some of…