June 29, 2007
House Bill Seeks Hedge Fund Tax Reform
Friday, 29 June 2007 08:00 The House introduced a bill last week that would more than double the taxes paid by hedge fund and private equity managers. Rep. Sander Levin…
Read MoreFriday, 29 June 2007 08:00 The House introduced a bill last week that would more than double the taxes paid by hedge fund and private equity managers. Rep. Sander Levin…
Read MoreWednesday, 27 June 2007 01:06 The SEC’s 5 Commissioners answered questions in front of the House Financial Services Committee today on a range of issues. Committee Chairman Barney Frank instigated…
Read MoreWednesday, 20 June 2007 08:00 The board of the California Public Employees Retirement System (CalPERS) announced Tuesday June 19, 2007 that it would double the amount of money its managers…
Read MoreThursday, 14 June 2007 08:00 On June 14, 2007 the SEC released its first ComplianceAlert, the first in what will be a series of letters describing issues and findings from…
Read MoreOn Wednesday, May 23, 2007 the SEC will conduct an open meeting to discuss many current issues. The division of corporate finance will propose revisions to Form D and mandate…
Read MoreThe Commodity Futures Trading Commission (CFTC) recently amended its Part 4 Regulations to require Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs) to electronically file with NFA all notices…
Read MoreThe response by the investment management community has been overhelmingly negative to the two proposed rules by the SEC regarding investment advisers. The focus of the comments so far tends…
Read MoreThe SEC proposed two new hedge fund rules today. The first is an anti-fraud rule designed to apply to all investment advisers, including unregistered investment advisers. The second increases the…
Read MoreThe Commodity Futures Trading Commission (CFTC) has proposed amendments to regulation 4.41, which governs advertising by commodity pool operators (CPOs), commodity trading advisors (CTAs) and their principals. The proposal would:…
Read MoreThe following excerpt comes from a speech made to the Teachers’ Retirement System of the State of Illinois Opportunity Forum by SEC Commissioner Campos: I will move on to soft…
Read MoreMonday’s no-action letter to an overseas management group’s Chicago based affiliate allows advisers with no discretionary authority over fund assets to avoid registration with the SEC. A recent SEC no-action…
Read MoreFrom the SEC website: SEC Chairman Christopher Cox issued the following statement today concerning the agency’s decision not to seek en banc review of the decision of the U.S. Court…
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