Pacific Select Fund (Dec. 23, 2004) (Performance Fees)
Thursday, 23 December 2004 08:00 Investment Advisers Act of 1940 – Section 205(a)(1) Pacific Select Fund, et al. December 23, 2004 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF…
Thursday, 23 December 2004 08:00 Investment Advisers Act of 1940 – Section 205(a)(1) Pacific Select Fund, et al. December 23, 2004 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF…
Wednesday, 15 October 2003 08:00 No-Action Letter under Investment Company Act of 1940 2(a)(15), 2(a)(27) and 3(a)(1)(a) Peninsular & Oriental Steam Navigation Company October 15, 2003 RESPONSE OF THE OFFICE…
Tuesday, 06 August 2002 08:00 Investment Company Act of 1940 – Section 15(a), and Rule 18f-2 PIMCO Funds: Multi-Manager Series, et al August 6, 2002 RESPONSE OF THE OFFICE OF…
Tuesday, 09 July 2002 08:00 No-Action Letter under: Investment Company Act of 1940 – Section 12(d)(1)(e) PIMCO Funds July 9, 2002 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF…
Friday, 13 May 2005 08:00 Investment Company Act of 1940 – Sections 12(d)(1)(A) and 12(d)(1)(B) Principal Investors Fund Inc. May 13, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION…
Tuesday, 01 March 2005 08:00 Investment Advisers Act of 1940 – Rule 204A-1 and 204-2 Prudential Insurance Company of America March 1, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL…
Monday, 15 July 2002 08:00 No-Action Letter under: Investment Company Act of 1940- Section 18(f), 22(d); Rule 12b-1, 22c-1 ReFlow Fund, LLC July 15, 2002 RESPONSE OF THE OFFICE OF…
Tuesday, 06 June 2006 08:00 Investment Company Act of 1940 – Section 2(a)(51)(A)(iii) SCP Private Equity Partners II, L.P. June 6, 2006 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION…
Friday, 16 December 2005 08:00 No-Action Letter under Investment Advisers Act of 1940 Section 202(a)(11)(c) and Rule 202(a)(11)-1 Securities Industry Association December 16, 2005 Mr. Ira D. Hammerman Senior Vice…
Thursday, 07 February 2002 08:00 No-Action Letter under: Investment Advisors Act – Section 205; and Rule 205-3 Seligman New Technologies Fund II, Inc. February 7, 2002 RESPONSE OF THE OFFICE…
Wednesday, 10 July 2002 08:00 Investment Adviser Act of 1940 – Section 203(b)(3) Thomson Financial Inc. July 10, 2002 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT MANAGEMENT_________…
Monday, 06 December 2004 08:00 Investment Advisers Act – Section 205(a)(1) and Rule 206(4)-1(a)(4) Trainer, Wortham & Co. Froley, Revy Investment Co. Starbuck, Tisdale & Assoc. December 6, 2004 RESPONSE…
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