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SEC will Release Soft Dollar Guidance for Money Managers

SEC will Release Soft Dollar Guidance for Money Managers

SEC Commissioner Cox announced today that the SEC will publish an interpretive release to provide guidance to money managers who pay “soft dollar” commissions. The interpretive release will outline when it is legal to use customers’ brokerage commissions to pay for “something else” besides brokerage, without violating their fiduciary duty to their customers.

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