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SEC, NASAA Announce IARD System Fee Waiver

SEC, NASAA Announce IARD System Fee Waiver

As a result of a surplus generated from IARD fees, the SEC and the NASAA announced a one-year waiver of certain IARD fees for IAs and IARs. The fee waiver applies to all Form ADV annual updating amendments filed by SEC-registered advisers from November 1, 2005 through October 31, 2006. The SEC will also seek comment about the possibility of reducing IARD filing fees after the waiver period has expired.

Release No. IA-2439

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