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SEC waives certain IARD fees for IAs

SEC waives certain IARD fees for IAs

Because of surplus, the SEC has temporarily reduced, or waived, the following fees for registered investment advisers: Annual updating amendments to Form ADV (to be submitted within 90 days of the end of the advisor’s fiscal year): waived from the present through October 31, 2008. Initial registrations for SEC registered investment advisers: waived from November 1, 2006 through October 31, 2008. Initial and renewal Investment Adviser Representatives: fee has been reduced from $45 to $30 from November 1, 2006 through October 31, 2008.

http://www.sec.gov/news/press/2006/2006-182.htm


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