Forex traders have to abide by the CFTC’s recently released rules regarding over-the-counter (OTC) or off-exchange forex transactions as of October 18, 2010.  The rules require registration with NFA for anyone running a pooled investment vehicle that trades OTC forex or advising separate accounts as to OTC forex for individuals or entities with less than $10 million in assets.

We have significant experience working through the CPO and CTA registration processes with the CFTC and NFA.  We also have extensive experience working with forex traders looking to convert their personal trading success into a professional forex advisory business.  Contact us to learn how we can help you to stay in compliance and avoid regulatory delays in your business.

We provide the following services in connection with professional forex advisory activities:

• CPO and CTA registration, including handling of NFA and CFTC filings and communications
• Advisory on compliance matters with respect to operating, recordkeeping, and reporting requirements
• Drafting of required disclosure documents and review of marketing materials
• Incubator Fund formation
• Advisory on the use of past performance history
• Onshore and offshore forex fund formation